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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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Similar To

ICOBS 1.1 The general application rule

SUP 13.5 Notices of intention

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 10C.1 Application

PERG 8.17 Financial promotions concerning agreements for qualifying credit

MCOB 3A.1 Application and purpose

CONC 3.1 Application

SUP 13A.7 Top-up permission

DEPP 2.5 Provision for certain categories of decision

PERG 9.10 Significance of being an open-ended investment company

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy