Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

…

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 15.8 Notification in respect of particular products and services

IFPRU 11.7 Notifications

COLL 6.10 Senior personnel responsibilities

EG 9.2 The FCA’s general policy in this area

PERG 8.18 Financial promotions concerning the Lloyd’s market

PERG 8.8 Having an effect in the United Kingdom

REC 2A.2 Method of satisfying the RAP recognition requirements

EG 2.11 Senior management responsibility

LR 5.1 Suspending listing

BIPRU 12.2 Adequacy of liquidity resources

EG 10.1 Introduction

IFPRU 4.6 Internal ratings based approach: probability of default

MAR 5.7 Pre-trade transparency requirements for shares

IFPRU 6.3 Expectations relating to internal models

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation