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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

MCOB 3A.5 MCD financial promotions

As Published: 2015

MCOB 3A.5 MCD financial promotions

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress