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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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