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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy