Search Result

241 - 254 of 254 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

…

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

…

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

…

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

…

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

…

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

…

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

…

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

…

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

…

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

…