Search Result

121 - 140 of 1323 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

EG 19.3 Credit Unions Act 1979

As Published: 2016

EG 19.3 Credit Unions Act 1979

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?