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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions