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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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SYSC 18.1 Application and Purpose

As Published: 2006

SYSC 18.1 Application and Purpose

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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