Search Result

381 - 400 of 1424 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

…

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

REC 1.1 Application

As Published: 2005

REC 1.1 Application

…

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

…

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

…

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

…

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

…

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

…

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

…

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

…

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

…

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

…