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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition