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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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COND 1.3 General

As Published: 2013

COND 1.3 General

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

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CASS 7.17 Statutory trust

As Published: 2015

CASS 7.17 Statutory trust

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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