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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

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Similar To

DEPP 5.1 Settlement decision makers

REC 2.2 Method of satisfying the recognition requirements

APER 4.1 Statement of Principle 1

LR 8.7 Supervision of sponsors

MAR 8.2 Requirements for benchmark submitters

SUP 6.2 Introduction

SUP 12.2 Introduction

LR 10.8 Miscellaneous

SUP 15.5 Core information requirements

COND 1.3 General

SUP 13.6 Changes to branches

COCON 2.2 Senior manager conduct rules

REC 2.3 Financial resources

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SUP 10A.4 Specification of functions

SYSC 13.7 Processes and systems

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 4.11 Link between activities and the United Kingdom

COLL 4.3 Approvals and notifications

PERG 9.10 Significance of being an open-ended investment company