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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

EG 19.24 Cross-Border Payments in Euro Regulations 2010

As Published: 2016

EG 19.24 Cross-Border Payments in Euro Regulations 2010