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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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