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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

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GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

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CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

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SYSC 18.1 Application and Purpose

As Published: 2006

SYSC 18.1 Application and Purpose

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

As Published: 2016

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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