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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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LR 8.4 Role of a sponsor: transactions

DEPP 6.1 Introduction

DEPP 2.1 Statutory notices

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REC 5.1 Introduction and legal background

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EG 9.4 Prohibition orders against exempt persons and members of professional firms

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SUP 1A.2 Introduction

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures