Search Result

881 - 900 of 1493 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification