Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

…

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

…

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

…

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 4.4 Appropriate actuaries

REC 3.7 Auditors

CASS 1.4 Application: particular activities

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

DISP 2.1 Purpose, interpretation and application

SUP 18.3 Insurance business transfers outside the United Kingdom

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

INSPRU 3.1 Market risk in insurance

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

GENPRU 3.2 Third-country groups

REC 2.16 Complaints

PR 2.5 Omission of information

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974