Search Result

841 - 860 of 1475 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance