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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees