Search Result

801 - 820 of 1649 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts