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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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PERG 5.3 Contracts of insurance

SUP 15.8 Notification in respect of particular products and services

IFPRU 11.7 Notifications

PERG 8.18 Financial promotions concerning the Lloyd’s market

COLL 6.10 Senior personnel responsibilities

EG 9.2 The FCA’s general policy in this area

MAR 5.7 Pre-trade transparency requirements for shares

REC 2A.2 Method of satisfying the RAP recognition requirements

EG 2.11 Senior management responsibility

IFPRU 6.3 Expectations relating to internal models

IFPRU 4.6 Internal ratings based approach: probability of default

PERG 8.8 Having an effect in the United Kingdom

EG 10.1 Introduction

BIPRU 12.2 Adequacy of liquidity resources

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation