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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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EG 16.4 The effect of a disapplication order