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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

COLL 14.4 Income allocation and distribution

As Published: 2016

COLL 14.4 Income allocation and distribution

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting