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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

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