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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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Similar To

COLL 6.6B UCITS depositaries

COBS 11.8 Recording telephone conversations and electronic communications

LR 14.2 Requirements for listing

MAR 5.3 Trading process requirements

DTR 2.2 Disclosure of inside information

REC 2.9 Transaction recording

SUP 1A.3 The FCA's approach to supervision

LR 5.2 Cancelling listing

PERG 8.6 Communicate

EG 7.6 Private warnings

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

FIT 1.2 Introduction

FEES 9.2 PSR fees

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy