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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR