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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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CONC 8.8 Debt management plans

As Published: 2014

CONC 8.8 Debt management plans

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

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