Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

…

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

…

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

…

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

…

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

…

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

LR 5.5 Miscellaneous

MCOB 13.8 Home purchase plans

LR 8.5 Responsibilities of listed companies

LR 19.5 Disclosures

SUP 3.6 Firms' cooperation with their auditors

MCOB 2.5 Reliance on others

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

SYSC 6.1 Compliance

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

DEPP 3.1 The Regulatory Decisions Committee

SYSC 2.2 Recording the apportionment

DISP 3.2 Jurisdiction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy