Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

…

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

…

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 4.14 Mortgage activities carried on by professional firms

SYSC 2.1 Apportionment of Responsibilities

COLL 4.3 Approvals and notifications

EG 3.7 Investigations to assist overseas authorities (section 169)

CREDS 10.1 Application and purpose

LR 17.3 Requirements with continuing application

DTR 6.2 Filing information and use of language

PERG 1.4 General guidance to be found in PERG

GEN 4.1 Application

INSPRU 3.2 Derivatives in insurance

PERG 4.6 Advising on regulated mortgage contracts

REC 4.8 The section 298 procedure

PRIN 1.2 Clients and the Principles

DTR 1C.2 Modifying rules and consulting the FCA

DISP App 1.5 Additional considerations

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy