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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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COBS 4.1 Application

IPRU-INV 11.1 INTRODUCTION

CONC 4.2 Pre-contract disclosure and adequate explanations

COLL 12.3 EEA UCITS management companies

MIPRU 4.2F Exposures and risk weights

PERG 9.4 Collective investment scheme (section 235 of the Act)

PR 2.3 Minimum information to be included in a prospectus

PERG 10.2 General issues

COLL 8.6 Termination, suspension, and schemes of arrangement

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

LR 8.2 When a sponsor must be appointed or its guidance obtained