Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

…

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

…

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 3.8 Rights and duties of auditors

COBS 12.4 Investment recommendations

MCOB 10A.2 APRC: mathematical formula and assumptions

SUP 10A.17 Further questions

PERG 17.5 The meaning of advice

COBS 2.4 Agent as client and reliance on others

SUP 15.6 Inaccurate, false or misleading information

DTR 1A.4 Fees

LR 5.5 Miscellaneous

LR 8.5 Responsibilities of listed companies

LR 19.5 Disclosures

DISP 3.2 Jurisdiction

CONC 7.9 Contact with customers

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration