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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

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COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

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IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

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EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

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FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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