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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose