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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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