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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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