Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 13.6 Changes to branches

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

DEPP 5.1 Settlement decision makers

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 2.6 Assisting overseas regulators

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SUP 10A.10 Customer-dealing functions

SUP 14.6 Cancelling qualification for authorisation

CASS 1A.3 Responsibility for CASS operational oversight

REC 3.26 Proposals to make regulatory provision

REC 6.6 Supervision

PERG 1.1 Application and purpose

SYSC 3.2 Areas covered by systems and controls

PERG 4.1 Application and purpose

BIPRU 9.4 Traditional securitisation

PERG 5.3 Contracts of insurance

EG 20.1 Introduction

CASS 11.9 Segregation and the operation of client money accounts

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading