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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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COND 1.3 General

SUP 8.6 Publication of waivers

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

COLL 7.7 UCITS mergers

CASS 1A.3 Responsibility for CASS operational oversight

TC 2.1 Assessing and maintaining competence

REC 3.26 Proposals to make regulatory provision

COCON 1.2 Investments

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 6A.1 Exercise of passport rights by EEA market operator

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading