Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

…

CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

…

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

…

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

…

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

…

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 1.3 Information gathering and publication

EG 13.1 Introduction

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

IPRU-INV 5.3 Financial resources

COLL 8.3 Investor relations

MCOB 6.9 Regulated sale and rent back agreements

PERG 8.20 Additional restriction on the promotion of collective investment schemes

DTR 4.4 Exemptions

LR 14.2 Requirements for listing

PR 2.5 Omission of information

COLL 9.3 Section 272 recognised schemes

DTR 4.2 Half-yearly financial reports

COBS 4.13 UCITS