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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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CASS 5.1 Application

CONC 7.13 Data accuracy and outsourced activities

REC 3.21 Criminal offences and civil prohibitions

PERG 8.34 The business test

DEPP 2.4 Third party rights and access to FCA material

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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DTR 1.2 Modifying rules and consulting the FCA

SYSC 4.2 Persons who effectively direct the business

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach