Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

…

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

…

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2A.3 Guidance on RAP recognition requirements

SUP 3.2 Purpose

SYSC 13.6 People

COLL 7.2 Suspension and restart of dealings

DTR 6.1 Information requirements for issuers of shares and debt securities

FEES 6.5 Compensation costs

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

COLL 11.4 Depositaries

MCOB 2.8 Record keeping

PERG 9.1 Application and Purpose

MCOB 4.11 Sale and rent back: advising and selling standards

COLL Appendix 1EU KII Regulation

PERG 8.6 Communicate

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

FIT 1.2 Introduction

FEES 9.2 PSR fees

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy