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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

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Similar To

REC 3.10 Complaints

PRIN 2.1 The Principles

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

REC 3.25 Significant breaches of rules and disorderly trading conditions

COLL 3.2 The instrument constituting the fund

PERG 6.7 Examples

REC 4.9 Disciplinary measures

REC 5.1 Introduction and legal background

COLL 8.1 Introduction

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

IFPRU 11.7 Notifications

LR 3.1 Application

FEES App 1 Annex 3 Emergencies

DTR 1A.1 Application and purpose (Transparency rules)

COCON 2.3 Firms: training and breaches

COBS 19.4 Open market options

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

LR 17.2 Requirements for listing and listing applications