Search Result

361 - 380 of 1505 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

COND 1.3 General

As Published: 2013

COND 1.3 General

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

As Published: 2016

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations