Search Result

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

…

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

…

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

…

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

…

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.20 Submission of recovery plans and information for resolution plans

DISP 1.3 Complaints handling rules

BIPRU 12.2 Adequacy of liquidity resources

LR 9.8 Annual financial report

REC 2.14 Rules and consultation

MCOB 6.4 Mortgages: content of the offer document

REC 2.11 Custody

BIPRU 8.6 Consolidated capital resources

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

PERG 16.2 What types of funds and businesses are caught?

MCOB 5.1 Application

PR 3.1 Approval of prospectus

COLL 12.2 UK UCITS management companies

MCOB 6.8 Home purchase plans

BIPRU 4.10 The IRB approach: Credit risk mitigation