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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

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FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

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