Search Result

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

…

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

…

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

…

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

…

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SUP 10A.11 Minimising overlap with the PRA approved persons regime

PERG 13.3 Investment Services and Activities

LR 8.3 Role of a sponsor: general

COLL 4.3 Approvals and notifications

COLL 5.5 Cash, borrowing, lending and other provisions

LR 5.6 Reverse takeovers

DEPP 8.2 Use of the own-initiative variation of approval power: general

LR 9.3 Continuing obligations: holders

PERG 2.8 Exclusions applicable to particular regulated activities

MAR 5.3 Trading process requirements

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements