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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts