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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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