Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

…

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

…

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 10.4 Other relevant powers

SUP 15A.1 Application and notifications under EMIR

FEES 1.1 Application and Purpose

SUP 1A.3 The FCA's approach to supervision

ICOBS 8.4 Employers’ Liability Insurance

COND 2.4 Appropriate resources

SUP 12.7 Notification requirements

PERG 8.6 Communicate

SUP 6.2 Introduction

EG 7.6 Private warnings

SUP 17.2 Making transaction reports

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

FIT 1.2 Introduction

PERG 4.6 Advising on regulated mortgage contracts

FEES 9.2 PSR fees

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

SUP 16.13 Reporting under the Payment Services Regulations

SUP 6.4 Applications for cancellation of permission